A fully integrated compliance suite covering KYC risk screening, automated sanctions checks, PEP list management, risk scoring questionnaires, document management and user task assignments.
KYC - Know Your Client Risk Screening
Batch and real-time compliance checks against global watchlists. Batch Mode exports all Clients, Contacts, Entities and Principals every 24 hours. Real-Time Mode allows single-click live checks from within OSP.
Automated Sanctions Checks
One click auto-downloads and archives UK OFAC and US SDN and Non-SDN lists directly into OSP with full date-stamping and complete audit trail for regulatory review.
PEP - Politically Exposed Persons Management
Full PEP list with review dates, ECDD list showing recent reviews, and signed ECDD documents generated directly from OSP. Complete audit trail for AML Officers.
Risk Screening Questionnaire
Bespoke weighted questionnaire per client with adjustable questions and weighting to match your firm risk appetite. Produces a risk score feeding directly into the client compliance profile.
Document Management System
Documents captured from every department in one centralised system for Compliance and AML review. Drag-and-drop DMS eliminates duplication. Multiple documents loaded in a matter of seconds.
User Task Assignments
Assign specific tasks directly to named users within OSP — request passports, chase missing documents or flag actions before review deadlines. Immediate accountability across departments.